DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Arthur John Thielen
Feed of 09/14/2026
Also filed as Arthur John Thielen
At current firm
0 y
since Jan 1, 2026
In the industry
24 y
since Apr 26, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Thielen Capital Corporation independent RIA currentsince Jan 1, 2026 · Ladera Ranch, Ca
- Adaptive Wealth Engineering independent RIADec 1, 2011 to Jan 31, 2014 · Las Vegas, Nv
- Evolve Investment Advisors unclassifiedMar 25, 2010 to Dec 21, 2010 · Austin, Tx
- Evolve Securities, Inc. unclassifiedSep 14, 2006 to Dec 31, 2010 · Tucson, Az
- Pathways Financial Partners,Inc. formerSep 16, 2003 to Nov 30, 2011 · Tucson, Az
Moves
a registration end followed by a registration begin elsewhere
- Adaptive Wealth Engineering to Thielen Capital Corporationleft Jan 31, 2014, registered Jan 1, 2026 (4353 days) · Other
- Pathways Financial Partners,Inc. to Evolve Securities, Inc.left Nov 30, 2011, registered Sep 14, 2006 (-1903 days) · Other
- Evolve Securities, Inc. to Evolve Investment Advisorsleft Dec 31, 2010, registered Mar 25, 2010 (-281 days) · Other
- Evolve Investment Advisors to Adaptive Wealth Engineeringleft Dec 21, 2010, registered Dec 1, 2011 (345 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address