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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ADAPTIVE WEALTH ENGINEERING

SUMMIT PORTFOLIO MANAGEMENT LLC, CRD 111243

LAS VEGAS, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:faae82b5-002c-5708-831c-1c1666d90c2c

Data as of Jun 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Jun 16, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $214MItem 5.F on the latest filing (2026-06-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $204M
Private client RAUM: $214MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $42.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 414
Individual clients: 57
High net worth clients: 56
SEC number: 801-46423
CRD: 111243
Filings on the tape: 27
First filed: Mar 29, 2012
Latest filed: Jun 16, 2026
Organised: Limited Liability Company, NV

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Matthew Wayne Ravenscroft	n/a	Las Vegas, NV	6	25	1	no
TIMOTHY FRANCIS BOCK	n/a	Las Vegas, NV	6	44	n/a	no
Brandon Andres Cruz	n/a	LAS VEGAS, NV	4	11	1	no
Remington Conte	n/a	LAS VEGAS, NV	2	10	n/a	no
Fionn Peter Allen	n/a	LAS VEGAS, NV	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOCK, TIMOTHY, FRANCIS	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	04/1995	Mar 29, 2012	Mar 21, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$214M	$204M	5	5	0	n/a	n/a
2024	Mar 20, 2025	$170M	$160M	4	4	0	n/a	n/a
2023	Mar 21, 2024	$169M	$159M	4	4	0	n/a	n/a
2022	Mar 29, 2023	$148M	$141M	4	4	0	n/a	n/a
2021	Mar 30, 2022	$137M	$132M	3	3	0	n/a	n/a
2020	Mar 11, 2021	$123M	$120M	2	2	1	n/a	n/a
2019	Mar 26, 2020	$112M	$110M	1	1	1	n/a	n/a
2018	Mar 22, 2019	$104M	$89.8M	1	1	1	n/a	n/a
2017	Mar 26, 2018	$113M	$110M	1	1	1	n/a	n/a
2016	Mar 24, 2017	$106M	$102M	1	1	n/a	n/a	n/a
2015	Mar 29, 2016	$99.5M	$94.7M	1	1	n/a	n/a	n/a
2014	Mar 30, 2015	$107M	$102M	1	1	n/a	n/a	n/a
2013	Mar 7, 2014	$116M	$116M	1	1	n/a	n/a	n/a
2012	Apr 1, 2013	$120M	$105M	1	1	n/a	n/a	n/a
2011	Mar 29, 2012	$109M	$93.6M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$214M	$170M	26.1%	$148M	13.1%	5	4	0	0

Relationships

Registered with (10)

← Fionn Peter AllenAdvisorregistration: current employment
Mar 24, 2026 to presentfactForm ADV
← Remington ConteAdvisorregistration: current employment
Mar 21, 2024 to presentfactForm ADV
← Brandon Andres CruzAdvisorregistration: current employment
Nov 2, 2021 to presentfactForm ADV
← TIMOTHY FRANCIS BOCKAdvisorregistration: current employment
Sep 25, 2019 to presentfactForm ADV
← Matthew Wayne RavenscroftAdvisorregistration: current employment
Sep 24, 2019 to presentfactForm ADV
← DAVID SIMEON FEINMANAdvisorregistration: previous registration
Nov 20, 2013 to Mar 27, 2015factForm ADV
← ARTHUR JOHN THIELENAdvisorregistration: previous registration
Dec 1, 2011 to Jan 31, 2014factForm ADV
← KERMIT JOHNSAdvisorregistration: previous registration
Apr 24, 2006 to Aug 13, 2012factForm ADV
← SIMON STREET REEVESAdvisorregistration: previous registration
Sep 12, 2007 to Aug 6, 2010factForm ADV
← BARRETT SEAN PORTERAdvisorregistration: previous registration
Nov 22, 2005 to Dec 7, 2006factForm ADV

Controls (1)

← BOCK, TIMOTHY, FRANCISOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 29, 2012 to Mar 21, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:faae82b5-002c-5708-831c-1c1666d90c2c
First observed: Mar 29, 2012
Last observed: Jun 16, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ADAPTIVE WEALTH ENGINEERING

SUMMIT PORTFOLIO MANAGEMENT LLC, CRD 111243

LAS VEGAS, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:faae82b5-002c-5708-831c-1c1666d90c2c

Data as of Jun 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:39 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Matthew Wayne Ravenscroft

n/a

Las Vegas, NV

TIMOTHY FRANCIS BOCK

n/a

Las Vegas, NV

n/a

Brandon Andres Cruz

n/a

LAS VEGAS, NV

Remington Conte

n/a

LAS VEGAS, NV

n/a

Fionn Peter Allen

n/a

LAS VEGAS, NV

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOCK, TIMOTHY, FRANCIS

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

04/1995

Mar 29, 2012

Mar 21, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$214M

$204M

n/a

2024

Mar 20, 2025

$170M

$160M

n/a

2023

Mar 21, 2024

$169M

$159M

n/a

2022

Mar 29, 2023

$148M

$141M

n/a

2021

Mar 30, 2022

$137M

$132M

n/a

2020

Mar 11, 2021

$123M

$120M

n/a

2019

Mar 26, 2020

$112M

$110M

n/a

2018

Mar 22, 2019

$104M

$89.8M

n/a

2017

Mar 26, 2018

$113M

$110M

n/a

2016

Mar 24, 2017

$106M

$102M

n/a

2015

Mar 29, 2016

$99.5M

$94.7M

n/a

2014

Mar 30, 2015

$107M

$102M

n/a

2013

Mar 7, 2014

$116M

n/a

2012

Apr 1, 2013

$120M

$105M

n/a

2011

Mar 29, 2012

$109M

$93.6M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$214M

$170M

26.1%

$148M

13.1%