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RIA / WealthAdvisor20 years in industry

KUSHAL ASHWIN SHAH

Advisor at DYNAMIC

NEWBURY PARK, CA | PHOENIX, AZ | WESTLAKE VILLAGE, CA

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Search this name across graphsid dfx:ria:b71f46c7-de18-53e9-3f21-d6b7515e22b9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DYNAMIC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 27, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 27, 2006
First registration: Feb 28, 2006
Dual registered: no
Other names: KUSHAL A SHAH
IAPD individual key: 5017061

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Dynamic	Independent wealth	Jan 3, 2025	n/a	yes	NEWBURY PARK, CA\|PHOENIX, AZ\|WESTLAKE VILLAGE, CA	Current employment
RETIREMENT PLANNERS OF AMERICA	Independent wealth	Aug 24, 2015	Aug 13, 2019	no	WOODLAND HILLS, CA\|PLANO, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 14, 2009	Oct 16, 2013	no	OXNARD, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 14, 2009	Oct 16, 2013	no	Thousand Oaks, CA	Previous registration
COUNTRYWIDE INVESTMENT SERVICES, INC.	n/a	Feb 6, 2008	Sep 3, 2008	no	THOUSAND OAKS, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 8, 2007	Sep 20, 2007	no	WOODLAND HILLS, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 28, 2006	Jan 17, 2007	no	HUNT VALLEY, MD\|WESTLAKE VILLAGE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RETIREMENT PLANNERS OF AMERICA	Dynamic	Aug 13, 2019	Jan 3, 2025	1,970	Firm change after gap	RIA to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Oct 16, 2013	Jan 14, 2009	-1,736	Channel change	Other
TD AMERITRADE, INC.	RETIREMENT PLANNERS OF AMERICA	Oct 16, 2013	Aug 24, 2015	677	Firm change after gap	Other
COUNTRYWIDE INVESTMENT SERVICES, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Sep 3, 2008	Jan 14, 2009	133	Firm change	Other
UBS FINANCIAL SERVICES INC.	COUNTRYWIDE INVESTMENT SERVICES, INC.	Sep 20, 2007	Feb 6, 2008	139	Firm change	Other

Relationships

Registered with (6)

→ DYNAMICRegistered adviserregistration: current employment
Jan 3, 2025 to presentfactForm ADV
→ RETIREMENT PLANNERS OF AMERICARegistered adviserregistration: previous registration
Aug 24, 2015 to Aug 13, 2019factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 14, 2009 to Oct 16, 2013factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 14, 2009 to Oct 16, 2013factForm ADV
→ COUNTRYWIDE INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Feb 6, 2008 to Sep 3, 2008factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 8, 2007 to Sep 20, 2007factForm ADV

Dated events

No dated event names this entity yet.