DFX Intelligence

K•••• M•••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

K•••• M•••• D•••••

Advisor at N•••••••• F•••••••• A••••••• L••

HERNDON, VA

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Search this name across graphsid dfx:ria:b72955cc-cb1e-c2b8-6070-7715672435a4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 6, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• F•••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• F•••••••• A••••••• L••	Independent wealth	Sep 3, 2026	n/a	yes	HERNDON, VA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 6, 2017	Jul 31, 2026	no	CHICAGO, IL\|NEW ORLEANS, LA\|NEW YORK, NY\|MANDEVILLE, LA\|BIRMINGHAM, AL\|HUNTSVILLE, AL\|birmingham, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	N•••••••• F•••••••• A••••••• L••	Jul 31, 2026	Sep 3, 2026	34	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ N•••••••• F•••••••• A••••••• L••Registered adviserregistration: current employment
Sep 3, 2026 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 6, 2017 to Jul 31, 2026factForm ADV

Dated events

Occurred
Jul 31, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b72955cc-cb1e-c2b8-6070-7715672435a4
First observed: Nov 6, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.