DFX Intelligence

G•••••• T••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

G•••••• T••••• B•••••

Advisor at R•• R•••••••• L••

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b732aa2b-4735-f420-3fbb-88437022ba35

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 25, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• R•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• R•••••••• L••	Bd affiliated wealth	Jul 13, 2026	n/a	yes	NEW YORK, NY	Current employment
R•• S••••••••• I•••	Bd affiliated wealth	Apr 2, 2025	Jul 10, 2026	no	Bellmore, NY\|EDGEWATER, NJ\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• S••••••••• I•••	R•• R•••••••• L••	Jul 10, 2026	Jul 13, 2026	3	Firm change	Ibd to ibd
T•••• A•••• M•••••••••	R•• S••••••••• I•••	Feb 28, 2025	Apr 2, 2025

Relationships

Registered with (4)

→ R•• R•••••••• L••Registered adviserregistration: current employment
Jul 13, 2026 to presentfactForm ADV
→ R•• S••••••••• I•••Registered adviserregistration: previous registration
Apr 2, 2025 to Jul 10, 2026factForm ADV
→ T•••• A•••• M•••••••••Registered adviserregistration: previous registration
Oct 9, 2018 to Feb 28, 2025factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Occurred
Jul 10, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 28, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b732aa2b-4735-f420-3fbb-88437022ba35
First observed: Oct 25, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.