DFX Intelligence

R•••••• S•••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

R•••••• S•••• H•••••••••

Advisor at U•• F•••••••• S••••••• I•••

ANCHORAGE, AK

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Search this name across graphsid dfx:ria:b73c8df1-b57b-b5e1-899b-fc03da14be05

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 4, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 4, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Jul 19, 2013	n/a	yes	ANCHORAGE, AK	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 3, 2011	Jul 8, 2013	no	ANCHORAGE, AK	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	U•• F•••••••• S••••••• I•••	Jul 8, 2013	Jul 19, 2013	11	Firm change	Wirehouse to wirehouse
W•••• F•••• I••••••••• L••	W•••• F•••• A•••••••	Jan 3, 2011	Jan 3, 2011

Relationships

Registered with (4)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Oct 25, 2005 to May 11, 2009factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Jul 8, 2013factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Dec 9, 2010 to Jan 3, 2011factForm ADV
→ E•••••• C••• C•••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b73c8df1-b57b-b5e1-899b-fc03da14be05
First observed: Mar 4, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.