DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• S•••• H•••••••••

U•• F•••••••• S••••••• I•••wirehouseAnchorage, Akdual registrantIAPD 4628501

Feed of 09/14/2026

Also filed as R•••••• S H•••••••••

At current firm

13 y

since Jul 19, 2013

In the industry

23 y

since Nov 4, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Jul 19, 2013 · Anchorage, Ak
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Jul 8, 2013 · Anchorage, Ak
W•••• F•••• I••••••••• L•• unclassified
Dec 9, 2010 to Jan 3, 2011 · Anchorage, Ak
U•• F•••••••• S••••••• I••• wirehouse
Oct 25, 2005 to May 11, 2009 · Anchorage, Ak
E•••••• C••• C•••••• M••••••••• mixed wealth
Mar 4, 2003 to Apr 15, 2005 · Seattle, Ak

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••
left Jul 8, 2013, registered Jul 19, 2013 (11 days) · Wirehouse to wirehouse
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to W•••• F•••• I••••••••• L••
left May 11, 2009, registered Dec 9, 2010 (577 days) · Other
E•••••• C••• C•••••• M••••••••• to U•• F•••••••• S••••••• I•••
left Apr 15, 2005, registered Oct 25, 2005 (193 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address