DFX Intelligence

B•••• T••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

B•••• T••••• A•••••

Advisor at T• P•••••• C••••• W••••• L••

Marlton, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T• P•••••• C••••• W••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 15, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T• P•••••• C••••• W••••• L••	Bd affiliated wealth	Mar 12, 2025	n/a	yes	Marlton, NJ\|Marlton, NJ	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Feb 16, 2022	Mar 10, 2025	no	Marlton, NJ\|Philadelphia, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	T• P•••••• C••••• W••••• L••	Mar 10, 2025	Mar 12, 2025	2	Firm change	Ibd to ibd
T• A••••••••• I••••••••• M••••••••• L••	T• A••••••••• I•••	Sep 7, 2023	Feb 27, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
111514:7870:NJ:2023-09-07	Sep 7, 2023	Feb 27, 2018	MARLTON, NJ	Firm change after gap
7870:5393:NE:2022-10-14	Oct 14, 2022	Feb 16, 2022	OMAHA, NE	Firm change after gap

Relationships

Registered with (6)

→ T• P•••••• C••••• W••••• L••Registered adviserregistration: current employment
Mar 12, 2025 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Feb 16, 2022 to Mar 10, 2025factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 26, 2018 to Sep 7, 2023factForm ADV
→ T• A••••••••• I•••

Dated events

Order

Occurred
10 Mar 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 19, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.