DFX Intelligence

J••••••• L•• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

J••••••• L•• K••••••

Advisor at E•••••• F•••••••• E••••••

RED BANK, NJ

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Search this name across graphsid dfx:ria:b7638366-d772-c136-04a4-8dcb215e9952

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 7, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• F•••••••• E••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• F•••••••• E••••••	Independent wealth	Aug 8, 2022	n/a	yes	RED BANK, NJ	Current employment
E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••	Former SEC adviser	Jul 19, 2019	Jul 11, 2022	no	ISELIN, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••	E•••••• F•••••••• E••••••	Jul 11, 2022	Aug 8, 2022	28	Firm change	RIA to RIA
E•••••• F•••••••• E••••••	E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••	Jun 20, 2019

Relationships

Registered with (3)

→ E•••••• F•••••••• E••••••Registered adviserregistration: previous registration
Oct 16, 2018 to Jun 20, 2019factForm ADV
→ E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••Registered adviserregistration: previous registration
Jul 19, 2019 to Jul 11, 2022factForm ADV
→ E•••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 7, 2016 to Nov 1, 2018factForm ADV

Dated events

Occurred
Jul 11, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b7638366-d772-c136-04a4-8dcb215e9952
First observed: Jun 7, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.