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Advisor at FOUNDATIONS INVESTMENT ADVISORS LLC
MCLEAN, VA | PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOUNDATIONS INVESTMENT ADVISORS LLC | Independent wealth | Dec 2, 2025 | n/a | yes | PHOENIX, AZ|MCLEAN, VA | Current employment |
| LEGACY WEALTH MANAGEMENT INC. | Independent wealth | Jun 11, 2025 | Oct 10, 2025 | no | MANASSAS, VA|Manassas, VA|MANASSAS, VA | Previous registration |
| SENTINEL ASSET MANAGEMENT, LLC | State registered | Jun 18, 2024 | Jan 21, 2025 | no | WALLINGFORD, CT | Previous registration |
| ABICH FINANCIAL WEALTH MANAGEMENT, LLC | Independent wealth | Jul 26, 2023 | Feb 23, 2024 | no | ASHBURN, VA | Previous registration |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Feb 4, 2021 | Aug 10, 2021 | no | SAN DIEGO, CA|McLean, VA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Apr 20, 2012 | Jan 23, 2020 | no | GREENSBORO, GA|SAVANNAH, GA|ATLANTA, GA|ATLANTA, GA|COVINGTON, GA|ATLANTA, GA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 23, 2009 | Apr 23, 2012 | no | Atlanta, GA|DULUTH, GA | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Feb 4, 2003 | Jan 13, 2009 | no | ATLANTA, GA|ATLANTA, GA|ATLANTA, GA|ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEGACY WEALTH MANAGEMENT INC. | FOUNDATIONS INVESTMENT ADVISORS LLC | Oct 10, 2025 | Dec 2, 2025 | 53 | Firm change | RIA to RIA |
| SENTINEL ASSET MANAGEMENT, LLC | LEGACY WEALTH MANAGEMENT INC. | Jan 21, 2025 | Jun 11, 2025 | 141 | Firm change | Other |
| ABICH FINANCIAL WEALTH MANAGEMENT, LLC | SENTINEL ASSET MANAGEMENT, LLC | Feb 23, 2024 | Jun 18, 2024 | 116 | Firm change | RIA to state RIA |
| CUSO FINANCIAL SERVICES, L.P. | ABICH FINANCIAL WEALTH MANAGEMENT, LLC | Aug 10, 2021 | Jul 26, 2023 | 715 | Firm change after gap | Ibd to RIA |
| WELLS FARGO ADVISORS | CUSO FINANCIAL SERVICES, L.P. | Jan 23, 2020 | Feb 4, 2021 | 378 | Firm change | Wirehouse to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | WELLS FARGO ADVISORS | Apr 23, 2012 | Apr 20, 2012 | -3 | Firm change | Ibd to wirehouse |
| VALIC FINANCIAL ADVISORS, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Jan 13, 2009 | Feb 23, 2009 | 41 | Firm change | Other |