DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• K••• H•••••

F••••••••• I••••••••• A••••••• L••independent RIAMclean, Va IA-onlyIAPD 2154194

Feed of 09/15/2026

Also filed as Horton

At current firm

0 y

since Dec 2, 2025

In the industry

35 y

since Sep 10, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••••••• I••••••••• A••••••• L•• independent RIA current
since Dec 2, 2025 · Phoenix, Az
L••••• W••••• M••••••••• I••• independent RIA
Jun 11, 2025 to Oct 10, 2025 · Manassas, Va
S••••••• A•••• M••••••••• L•• state registered
Jun 18, 2024 to Jan 21, 2025 · Wallingford, Ct
A•••• F•••••••• W••••• M••••••••• L•• independent RIA
Jul 26, 2023 to Feb 23, 2024 · Ashburn, Va
C••• F•••••••• S•••••••• L••• former
Feb 4, 2021 to Aug 10, 2021 · San Diego, Ca
W•••• F•••• A••••••• wirehouse
Apr 20, 2012 to Jan 23, 2020 · Greensboro, Ga
A••••••••• F•••••••• S•••••••• L•• national BD
Feb 23, 2009 to Apr 23, 2012 · Atlanta, Ga
V•••• F•••••••• A•••••••• I••• BD affiliated
Feb 4, 2003 to Jan 13, 2009 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

L••••• W••••• M••••••••• I••• to F••••••••• I••••••••• A••••••• L••
left Oct 10, 2025, registered Dec 2, 2025 (53 days) · RIA to RIA
S••••••• A•••• M••••••••• L•• to L••••• W••••• M••••••••• I•••
left Jan 21, 2025, registered Jun 11, 2025 (141 days) · Other
A•••• F•••••••• W••••• M••••••••• L•• to S••••••• A•••• M••••••••• L••
left Feb 23, 2024, registered Jun 18, 2024 (116 days) · RIA to a state-registered adviser
C••• F•••••••• S•••••••• L••• to A•••• F•••••••• W••••• M••••••••• L••
left Aug 10, 2021, registered Jul 26, 2023 (715 days) · Affiliated broker-dealer or bank to independent RIA
W•••• F•••• A••••••• to C••• F•••••••• S•••••••• L•••
left Jan 23, 2020, registered Feb 4, 2021 (378 days) · Wirehouse to affiliated broker-dealer or bank
A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••
left Apr 23, 2012, registered Apr 20, 2012 (-3 days) · Affiliated broker-dealer or bank to wirehouse
V•••• F•••••••• A•••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Jan 13, 2009, registered Feb 23, 2009 (41 days) · Other

Signals

B•••• K••• H••••• left L••••• W••••• M••••••••• I••• for F••••••••• I••••••••• A••••••• L•• (registered 2025-12-02)
Oct 10, 2025 · Advisor changed firm · fact
B•••• K••• H••••• left S••••••• A•••• M••••••••• L•• for L••••• W••••• M••••••••• I••• (registered 2025-06-11)
Jan 21, 2025 · Advisor changed firm · fact
B•••• K••• H••••• left A•••• F•••••••• W••••• M••••••••• L•• for S••••••• A•••• M••••••••• L•• (registered 2024-06-18)
Feb 23, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address