DFX Intelligence

A•••••• J•••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

A•••••• J•••• L•••

Advisor at R•••••• J•••• • A••••••••• I•••

STUART, FL | Stuart, FL

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Search this name across graphsid dfx:ria:b7ae111d-7f1f-1824-3778-70f645c46003

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Dec 1, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Apr 3, 2024	n/a	yes	STUART, FL\|Stuart, FL	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Aug 22, 2023	Apr 9, 2024	no	Palm Beach Gardens, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	R•••••• J•••• • A••••••••• I•••	Apr 9, 2024	Apr 3, 2024	-6	Firm change	Ibd to ibd
C••••••• S•••••••••	A••••••••• F•••••••• S•••••••• L••	Nov 6, 2023	Aug 22, 2023

Relationships

Registered with (5)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Apr 3, 2024 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 22, 2023 to Apr 9, 2024factForm ADV
→ C••••••• S•••••••••Registered adviserregistration: previous registration
Nov 3, 2009 to Nov 6, 2023factForm ADV
→ C••••• I••••••••• S••••••• L••

Dated events

Occurred
Apr 9, 2024
Advisor changed firm
A•••••• J•••• L••• left A••••••••• F•••••••• S•••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2024-04-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b7ae111d-7f1f-1824-3778-70f645c46003
First observed: Jan 1, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.