DFX Intelligence

W•••••• D• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

W•••••• D• H••••••••

Advisor at C•••••• S••••• • C••• I•••

Fort Mitchell, KY

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Search this name across graphsid dfx:ria:b7aed590-1171-a302-8471-eac412744c6f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Dec 12, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Dec 22, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Sep 4, 2018	n/a	yes	Fort Mitchell, KY	Current employment
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Jul 29, 2015	Apr 12, 2017	no	CINCINNATI, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A•• P••••••• S•••••••	C•••••• S••••• • C••• I•••	Apr 12, 2017	Sep 4, 2018	510	Firm change after gap	Other
A••••••• I••••••••• M••••••••• L••	A••••• A•• P••••••• S•••••••	Jul 9, 2015	Jul 29, 2015

Relationships

Registered with (7)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jul 16, 2007 to Aug 18, 2014factForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Jul 29, 2015 to Apr 12, 2017factForm ADV
→ A••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 23, 2014 to Jul 9, 2015factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b7aed590-1171-a302-8471-eac412744c6f
First observed: Dec 12, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.