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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

MICHAEL DOUGLAS REES

Advisor at THE SHERWIN GROUP

ST. PETERSBURG, FL | St. Petersburg, FL

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Search this name across graphsid dfx:ria:b7bbfa61-f0ed-dabc-c738-3ff9d68f2043

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: May 10, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE SHERWIN GROUP
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 21, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 3
Registered states: 1
Exams: S65|S63
First exam: Sep 21, 1984
First registration: May 10, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 1304147

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 8, 2024	n/a	yes	St. Petersburg, FL	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	St. Petersburg, FL	Current employment
THE SHERWIN GROUP	State registered	Mar 9, 2018	n/a	yes	ST. PETERSBURG, FL	Current employment
ARBOR POINT ADVISORS	Former SEC adviser	Jul 17, 2019	Nov 8, 2024	no	ST. PETERSBURG, FL	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 1, 2017	Jun 14, 2024	no	St. Petersburg, FL	Previous registration
ADVANTAGE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 10, 2009	Aug 1, 2012	no	ST. PETERSBURG, FL	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Sep 11, 2008	Oct 24, 2017	no	ST. PETERSBURG, FL\|ST. PETE BEACH, FL\|ST. PETERSBURG, FL\|ST. PETERSBURG, FL\|ST. PETE BEACH, FL	Previous registration
BAY VIEW CAPITAL, INC.	n/a	May 10, 1999	Jun 28, 2019	no	ST. PETERSBURG, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARBOR POINT ADVISORS	OSAIC WEALTH, INC.	Nov 8, 2024	Jun 14, 2024	-147	Channel change	Ibd to ibd
SECURITIES AMERICA ADVISORS, INC.	THE SHERWIN GROUP	Jun 14, 2024	Mar 9, 2018	-2,289	Firm change after gap	Ibd to state RIA
BAY VIEW CAPITAL, INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Jun 28, 2019	Sep 11, 2008	-3,942	Firm change after gap	Other
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	ADVANTAGE INVESTMENT MANAGEMENT, LLC	Oct 24, 2017	Mar 10, 2009	-3,150	Firm change after gap	Other
ADVANTAGE INVESTMENT MANAGEMENT, LLC	SECURITIES AMERICA ADVISORS, INC.	Aug 1, 2012	Nov 1, 2017	1,918	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
165127:23131:FL:2024-11-08	Nov 8, 2024	Jun 14, 2024	ST PETERSBURG, FL	Firm change after gap
29604:146236:FL:2017-10-24	Oct 24, 2017	Mar 10, 2009	ST PETE BEACH, FL	Firm change after gap

Relationships

Registered with (8)

→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Nov 8, 2024 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ THE SHERWIN GROUPRegistered adviserregistration: current employment
Mar 9, 2018 to presentfactForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Jul 17, 2019 to Nov 8, 2024factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 1, 2017 to Jun 14, 2024factForm ADV
→ BAY VIEW CAPITAL, INC.Registered adviserregistration: previous registration
May 10, 1999 to Jun 28, 2019factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Sep 11, 2008 to Oct 24, 2017factForm ADV
→ ADVANTAGE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 10, 2009 to Aug 1, 2012factForm ADV

Dated events

Occurred
Jun 14, 2024
Advisor changed firm
Michael Douglas Rees left Securities America Advisors, Inc. for The Sherwin Group (registered 2018-03-09)
Form ADVobserved 4 days ago