DFX Intelligence

S••• P•••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

S••• P•••••• H•••••

Advisor at E•••••••• W••••• M•••••••••

San Francisco, CA | SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b7c90eb5-200b-cba1-8d76-8615dcc46ac1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 13, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 10, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• W••••• M•••••••••	Independent wealth	Jun 23, 2026	n/a	yes	SEATTLE, WA\|San Francisco, CA	Current employment
N•••••••• P•••••••• L••	Independent wealth	Oct 27, 2023	May 19, 2026	no	San Fransico, CA\|MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• P•••••••• L••	E•••••••• W••••• M•••••••••	May 19, 2026	Jun 23, 2026	35	Firm change	RIA to RIA
A••••••••• F•••••••• S•••••••• L••	N•••••••• P•••••••• L••	Nov 1, 2023	Oct 27, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:167908:CA:2023-10-31	Nov 1, 2023	Oct 27, 2023	SAN RAFAEL, CA	Firm change

Relationships

Registered with (4)

→ E•••••••• W••••• M•••••••••Registered adviserregistration: current employment
Jun 23, 2026 to presentfactForm ADV
→ N•••••••• P•••••••• L••Registered adviserregistration: previous registration
Oct 27, 2023 to May 19, 2026factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 15, 2013 to Nov 1, 2023factForm ADV
→ T••••••••• F•••••••• A•••••••• L••

Dated events

Occurred
May 19, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b7c90eb5-200b-cba1-8d76-8615dcc46ac1
First observed: Jul 13, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.