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RIA / WealthAdvisor19 years in industry

JOHN WILLIAM SOKOLOWSKI

Advisor at RMR WEALTH BUILDERS, INC.

MONTCLAIR, NJ

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Search this name across graphsid dfx:ria:b7f142fa-6977-392e-9ef7-c0be04c5ac04

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 15, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RMR WEALTH BUILDERS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 14, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 14, 2007
First registration: Jun 15, 2007
Dual registered: no
Other names: SEAN SOKOLOWSKI
IAPD individual key: 5193515

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RMR WEALTH BUILDERS, INC.	Independent wealth	Jun 21, 2023	n/a	yes	MONTCLAIR, NJ	Current employment
Corient	Independent wealth	Feb 24, 2023	Jun 23, 2023	no	LINCROFT, NJ\|NEW YORK, NY	Previous registration
ROOSEVELT INVESTMENTS	Former SEC adviser	Jul 7, 2015	Jun 23, 2023	no	MIAMI, FL	Previous registration
ALLIANCEBERNSTEIN L.P.	Other adviser	Jun 15, 2007	Jan 13, 2014	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ROOSEVELT INVESTMENTS	Corient	Jun 23, 2023	Feb 24, 2023	-119	Firm change after gap	RIA to RIA
Corient	RMR WEALTH BUILDERS, INC.	Jun 23, 2023	Jun 21, 2023	-2	Firm change	Ibd to RIA
ALLIANCEBERNSTEIN L.P.	ROOSEVELT INVESTMENTS	Jan 13, 2014	Jul 7, 2015	540	Firm change after gap	Other

Relationships

Registered with (4)

→ RMR WEALTH BUILDERS, INC.Registered adviserregistration: current employment
Jun 21, 2023 to presentfactForm ADV
→ ROOSEVELT INVESTMENTSRegistered adviserregistration: previous registration
Jul 7, 2015 to Jun 23, 2023factForm ADV
→ CORIENTRegistered adviserregistration: previous registration
Feb 24, 2023 to Jun 23, 2023factForm ADV
→ ALLIANCEBERNSTEIN L.P.Registered adviserregistration: previous registration
Jun 15, 2007 to Jan 13, 2014factForm ADV

Dated events

Occurred
Jun 23, 2023
Advisor changed firm
John William Sokolowski left Corient for Rmr Wealth Builders, Inc. (registered 2023-06-21)
Form ADVobserved 5 days ago
Occurred
Jun 23, 2023
Advisor changed firm
John William Sokolowski left Roosevelt Investments for Corient (registered 2023-02-24)
Form ADVobserved 5 days ago