DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• W•••••• S•••••••••

R•• W••••• B•••••••• I•••independent RIAMontclair, NjIA-onlyIAPD 5193515

Feed of 09/14/2026

Also filed as Sean S•••••••••

At current firm

3 y

since Jun 21, 2023

In the industry

19 y

since Jun 14, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•• W••••• B•••••••• I••• independent RIA current
since Jun 21, 2023 · Montclair, Nj
C•••••• independent RIA
Feb 24, 2023 to Jun 23, 2023 · Lincroft, Nj
R•••••••• I••••••••• former
Jul 7, 2015 to Jun 23, 2023 · Miami, Fl
A••••••••• L••• other
Jun 15, 2007 to Jan 13, 2014 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

R•••••••• I••••••••• to C••••••
left Jun 23, 2023, registered Feb 24, 2023 (-119 days) · RIA to RIA
C•••••• to R•• W••••• B•••••••• I•••
left Jun 23, 2023, registered Jun 21, 2023 (-2 days) · Affiliated broker-dealer or bank to independent RIA
A••••••••• L••• to R•••••••• I•••••••••
left Jan 13, 2014, registered Jul 7, 2015 (540 days) · Other

Signals

J••• W•••••• S••••••••• left Corient for R•• W••••• B•••••••• I••• (registered 2023-06-21)
Jun 23, 2023 · Advisor changed firm · fact
J••• W•••••• S••••••••• left R•••••••• I••••••••• for Corient (registered 2023-02-24)
Jun 23, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address