DFX Intelligence

J••••••••• A••••••• I•••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

J••••••••• A••••••• I•••••• A•••••

Advisor at F•••• P••••••• W•••••• L••

Concord, NH

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Search this name across graphsid dfx:ria:b800c179-9600-105e-a6c8-f5ff8946f788

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 1, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 28, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Dec 3, 2019	n/a	yes	Concord, NH	Current employment
H•••••• C•••••• M••••••••• I••	Former SEC adviser	Feb 6, 2013	Nov 14, 2019	no	CONCORD, NH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• C•••••• M••••••••• I••	F•••• P••••••• W•••••• L••	Nov 14, 2019	Dec 3, 2019	19	Firm change	RIA to RIA
D••••••• A••••••• L••	H•••••• C•••••• M••••••••• I••	Jan 2, 2013	Feb 6, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
106613:159289:NH:2019-11-14	Nov 14, 2019	Dec 3, 2019	CONCORD, NH	Firm change

Relationships

Registered with (4)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Dec 3, 2019 to presentfactForm ADV
→ H•••••• C•••••• M••••••••• I••Registered adviserregistration: previous registration
Feb 6, 2013 to Nov 14, 2019factForm ADV
→ D••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 18, 2011 to Jan 2, 2013factForm ADV
→ C•••••• A••••••• S••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b800c179-9600-105e-a6c8-f5ff8946f788
First observed: Mar 1, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.