RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••••• A••••••• I•••••• A•••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Dec 3, 2019 · Concord, Nh
- H•••••• C•••••• M••••••••• I•• formerFeb 6, 2013 to Nov 14, 2019 · Concord, Nh
- D••••••• A••••••• L•• formerMar 18, 2011 to Jan 2, 2013 · Boston, Ma
- C•••••• A••••••• S••••••• I••• unclassifiedMar 1, 2005 to Oct 15, 2010 · Waltham, Ma
- H•••••• C•••••• M••••••••• I•• to F•••• P••••••• W•••••• L••left Nov 14, 2019, registered Dec 3, 2019 (19 days) · RIA to RIA · moved with a team
- D••••••• A••••••• L•• to H•••••• C•••••• M••••••••• I••left Jan 2, 2013, registered Feb 6, 2013 (35 days) · Other
- C•••••• A••••••• S••••••• I••• to D••••••• A••••••• L••left Oct 15, 2010, registered Mar 18, 2011 (154 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address