DFX Intelligence

A••• M•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

A••• M•••• S••••••

Advisor at C••••••••• W••••• M•••••••••

Mercer Island, WA | BELLEVUE, WA

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Search this name across graphsid dfx:ria:b8090f53-d9cb-f470-ac3c-815ae5f06277

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 20, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 10, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• M•••••••••	Independent wealth	Jun 24, 2021	n/a	yes	Mercer Island, WA\|BELLEVUE, WA	Current employment
P•••••• A••••••• L••	Former SEC adviser	Mar 9, 2004	Jun 23, 2021	no	MERCER ISLAND, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A••••••• L••	C••••••••• W••••• M•••••••••	Jun 23, 2021	Jun 24, 2021	1	Firm change	RIA to RIA
B••••••• J•••• L••	P•••••• A••••••• L••	Feb 25, 2004	Mar 9, 2004

Team moves

••• Locked

Team	Left	Joined	From	Kind
130726:108805:WA:2021-06-23	Jun 23, 2021	Jun 24, 2021	MERCER ISLAND, WA	Firm change

Relationships

Registered with (3)

→ C••••••••• W••••• M•••••••••Registered adviserregistration: current employment
Jun 24, 2021 to presentfactForm ADV
→ P•••••• A••••••• L••Registered adviserregistration: previous registration
Mar 9, 2004 to Jun 23, 2021factForm ADV
→ B••••••• J•••• L••Registered adviserregistration: previous registration
Sep 20, 2001 to Feb 25, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b8090f53-d9cb-f470-ac3c-815ae5f06277
First observed: Sep 20, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.