DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W•••••• W••••• M••••••••• L••
Greenwood Village, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••••• W••••• M••••••••• L•• | Independent wealth | Nov 20, 2025 | n/a | yes | Greenwood Village, CO | Current employment |
| G•• W••••• S••••••••• G••••• L•• | Former SEC adviser | Jan 3, 2017 | Dec 1, 2025 | no | Centennial, CO|CENTENNIAL, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G•• W••••• S••••••••• G••••• L•• | W•••••• W••••• M••••••••• L•• | Dec 1, 2025 | Nov 20, 2025 | -11 | Firm change | RIA to RIA |
| E••••• J•••• | G•• W••••• S••••••••• G••••• L•• | Jun 19, 2015 | Jan 3, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 285507:283545:CO:2025-11-19 | Dec 1, 2025 | Nov 20, 2025 | CENTENNIAL, CO | Firm change |
| E••••• J•••• | National bd RIA | Jan 20, 2012 | Jun 19, 2015 | no | LAS CRUCES, NM|LITTLETON, CO|HIGHLANDS RANCH, CO | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Mar 29, 2011 | Jan 23, 2012 | no | LAS CRUCES, NM | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | May 11, 2004 | Nov 16, 2005 | no | ENGLEWOOD, CO | Previous registration |
| 564 |
| Firm change after gap |
| Ibd to new firm |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | E••••• J•••• | Jan 23, 2012 | Jan 20, 2012 | -3 | Firm change | Wirehouse to ibd |