DFX Intelligence

S•••••••• E••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

S•••••••• E••• W•••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Sandy Springs, GA | ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b83555f2-a017-00be-6c73-9954c2e6aff3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jul 14, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jul 11, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Feb 24, 2022	n/a	yes	Sandy Springs, GA\|ATLANTA, GA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Nov 25, 2020	Jan 17, 2022	no	Atlanta, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• F••••••••• L•••	A••••••••• F•••••••• S•••••••• L••	Jun 2, 2020	Nov 25, 2020	176	Firm change	RIA to ibd
R••	A••••••• F••••••••• L•••	Jan 7, 2020	Jan 7, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
110115:108203:GA:2016-11-14	Nov 14, 2016	Jul 6, 2016	WOODSTOCK, GA	Firm change after gap

Relationships

Registered with (7)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 25, 2020 to Jan 17, 2022factForm ADV
→ A••••••• F••••••••• L•••Registered adviserregistration: previous registration
Jan 7, 2020 to Jun 2, 2020factForm ADV
→ R••Registered adviserregistration: previous registration
Jul 6, 2016 to Jan 7, 2020factForm ADV
→ A•••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b83555f2-a017-00be-6c73-9954c2e6aff3
First observed: Jul 14, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.