DFX Intelligence

W•••••• M••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

W•••••• M••••• M•••••••

Advisor at T••••• A••••••• S•••••••• I•••

FT LAUDERDALE, FL

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Search this name across graphsid dfx:ria:b8516b8e-ce4b-2418-1a0c-77938f3f7351

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 13, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 10, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Aug 31, 2026	n/a	yes	FT LAUDERDALE, FL	Current employment
M••••• S••••••	Wirehouse	Sep 5, 2023	May 7, 2026	no	Plantation, FL\|Plantation, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	T••••• A••••••• S•••••••• I•••	May 7, 2026	Aug 31, 2026	116	Firm change	Wirehouse to ibd
E•••••• C•••••• M••••••••• L••	M••••• S••••••	Sep 5, 2023	Sep 5, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:79:FL:2016-05-17	May 17, 2016	May 20, 2016	FORT LAUDERDALE, FL	Firm change

Relationships

Registered with (5)

→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Aug 31, 2026 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Sep 5, 2023 to May 7, 2026factForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 29, 2019 to Sep 5, 2023factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
May 7, 2026
Advisor changed firm
W•••••• M••••• M••••••• left M••••• S•••••• for T••••• A••••••• S•••••••• I••• (registered 2026-08-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b8516b8e-ce4b-2418-1a0c-77938f3f7351
First observed: Sep 13, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.