RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• M••••• M•••••••
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Aug 31, 2026 · Ft Lauderdale, Fl
- M••••• S•••••• wirehouseSep 5, 2023 to May 7, 2026 · Plantation, Fl
- E•••••• C•••••• M••••••••• L•• formerJul 29, 2019 to Sep 5, 2023 · Arlington, Va
- J••• M••••• S••••••••• L•• wirehouseMay 20, 2016 to Aug 15, 2019 · Boca Raton, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 22, 2013 to May 17, 2016 · Fort Lauderdale, Fl
- M••••• S•••••• wirehouseSep 13, 2012 to May 29, 2013 · Boca Raton, Fl
- M••••• S•••••• to T••••• A••••••• S•••••••• I•••left May 7, 2026, registered Aug 31, 2026 (116 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to E•••••• C•••••• M••••••••• L••left Aug 15, 2019, registered Jul 29, 2019 (-17 days) · Wirehouse to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left May 17, 2016, registered May 20, 2016 (3 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 29, 2013, registered Jul 22, 2013 (54 days) · Wirehouse to wirehouse
- W•••••• M••••• M••••••• left M••••• S•••••• for T••••• A••••••• S•••••••• I••• (registered 2026-08-31)May 7, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address