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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

ROGER WILLIAM BOWLIN

Advisor at SECURE ASSET MANAGEMENT, L.L.C.

TROY, MI | Kirkland, WA | San Francisco, CA

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Search this name across graphsid dfx:ria:b86268c9-1fa4-658f-1df3-7beb83b102fb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 23, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SECURE ASSET MANAGEMENT, L.L.C.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 7, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 7, 1988
First registration: Jun 23, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 1905652

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SECURE ASSET MANAGEMENT, L.L.C.	Independent wealth	Jun 4, 2021	n/a	yes	San Francisco, CA\|TROY, MI\|Kirkland, WA	Current employment
CONCORDE ASSET MANAGEMENT, LLC	Bd affiliated wealth	May 23, 2016	Apr 30, 2021	no	Issaquah, WA\|ANN ARBOR, MI\|Mercer Island, WA	Previous registration
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Dec 12, 2008	May 19, 2016	no	SAN DIEGO, CA\|SAN DIEGO, CA\|Issaquah, WA	Previous registration
EPLANNING ADVISORS INC	n/a	Oct 17, 2007	Dec 15, 2008	no	ROSEVILLE, CA	Previous registration
PACIFIC WEST FINANCIAL CONSULTANTS INC	Former SEC adviser	Jun 23, 2000	Oct 18, 2007	no	SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONCORDE ASSET MANAGEMENT, LLC	SECURE ASSET MANAGEMENT, L.L.C.	Apr 30, 2021	Jun 4, 2021	35	Firm change	Ibd to RIA
INDEPENDENT FINANCIAL GROUP, LLC	CONCORDE ASSET MANAGEMENT, LLC	May 19, 2016	May 23, 2016	4	Firm change	Other
EPLANNING ADVISORS INC	INDEPENDENT FINANCIAL GROUP, LLC	Dec 15, 2008	Dec 12, 2008	-3	Firm change	Other
PACIFIC WEST FINANCIAL CONSULTANTS INC	EPLANNING ADVISORS INC	Oct 18, 2007	Oct 17, 2007	-1	Firm change	Other

Relationships

Registered with (5)

→ SECURE ASSET MANAGEMENT, L.L.C.Registered adviserregistration: current employment
Jun 4, 2021 to presentfactForm ADV
→ CONCORDE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 23, 2016 to Apr 30, 2021factForm ADV
→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Dec 12, 2008 to May 19, 2016factForm ADV
→ EPLANNING ADVISORS INCRegistered adviserregistration: previous registration
Oct 17, 2007 to Dec 15, 2008factForm ADV
→ PACIFIC WEST FINANCIAL CONSULTANTS INCRegistered adviserregistration: previous registration
Jun 23, 2000 to Oct 18, 2007factForm ADV

Dated events

No dated event names this entity yet.