DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard James Archer
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/14/2026
At current firm
18 y
since Mar 19, 2008
In the industry
27 y
since Jun 15, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Archer Investment Management independent RIA currentsince Mar 19, 2008 · Austin, Tx
- Alpha Capital Management independent RIAOct 17, 2005 to Apr 15, 2008 · Austin, Tx
- Waterstreet Investment Consultants, LLC unclassifiedSep 17, 2004 to Nov 5, 2004 · Austin, Tx
- Citigroup Global Markets Inc. BD affiliatedAug 13, 2003 to Oct 4, 2004 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- Alpha Capital Management to Archer Investment Managementleft Apr 15, 2008, registered Mar 19, 2008 (-27 days) · Other
- Waterstreet Investment Consultants, LLC to Alpha Capital Managementleft Nov 5, 2004, registered Oct 17, 2005 (346 days) · Other
- Citigroup Global Markets Inc. to Waterstreet Investment Consultants, LLCleft Oct 4, 2004, registered Sep 17, 2004 (-17 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address