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Advisor at STRATOS WEALTH PARTNERS, LTD
Atlanta, GA | Austell, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Dec 16, 2020 | n/a | yes | Atlanta, GA|Austell, GA | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | Dec 16, 2020 | no | Peachtree Corners, GA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Dec 20, 2010 | Mar 25, 2017 | no | ATLANTA, GA|Marietta, GA|ATLANTA, GA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 12, 2005 | Oct 27, 2010 | no | ATLANTA, GA|ATLANTA, GA|ALPHARETTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | STRATOS WEALTH PARTNERS, LTD | Dec 16, 2020 | Dec 16, 2020 | 0 | Firm change | Ibd to ibd |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | MSI FINANCIAL SERVICES, INC. | Oct 27, 2010 | Dec 20, 2010 | 54 | Firm change | Other |