DFX Intelligence
RIA Intelligence
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Registered advisor
I••• D•••• J••••••
Feed of 09/15/2026
At current firm
5 y
since Dec 16, 2020
In the industry
21 y
since Dec 21, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• W••••• P•••••••• L•• BD affiliated currentsince Dec 16, 2020 · Atlanta, Ga
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Dec 16, 2020 · Peachtree Corners, Ga
- M•• F•••••••• S•••••••• I••• formerDec 20, 2010 to Mar 25, 2017 · Atlanta, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDJan 12, 2005 to Oct 27, 2010 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to S•••••• W••••• P•••••••• L••left Dec 16, 2020, registered Dec 16, 2020 (0 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to M•• F•••••••• S•••••••• I•••left Oct 27, 2010, registered Dec 20, 2010 (54 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address