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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

JOSHUA FLOYD BLACK

Advisor at LPL FINANCIAL LLC

SAN DIEGO, CA | West Jordan, UT

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Search this name across graphsid dfx:ria:da3f0c01-b597-c024-06d1-0f3f33aba87e

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 11, 2008 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 17, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 17, 2008
First registration: Dec 11, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 4280729

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 14, 2026	n/a	yes	SAN DIEGO, CA\|West Jordan, UT	Current employment
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	May 22, 2019	n/a	yes	Lehi, UT\|South Jordan, UT\|AUSTIN, TX	Current employment
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	May 22, 2019	n/a	yes	South Jordan, UT\|AUSTIN, TX\|Lehi, UT	Current employment
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	May 22, 2019	Sep 18, 2026	no	Lehi, UT\|South Jordan, UT\|AUSTIN, TX	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Jun 9, 2015	May 16, 2019	no	ALPINE, UT	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 14, 2014	Jun 9, 2015	no	ALPINE, UT	Previous registration
SUNSET FINANCIAL SERVICES, INC.	Former SEC adviser	Dec 11, 2008	Nov 14, 2014	no	ALPINE, UT\|KANSAS CITY, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA ADVISORY SERVICES, LLC	LPL FINANCIAL LLC	Sep 18, 2026	Sep 14, 2026	-4	Firm change	Ibd to ibd
WOODBURY FINANCIAL SERVICES, INC.	KESTRA ADVISORY SERVICES, LLC	May 16, 2019	May 22, 2019	6	Firm change	Ibd to ibd
SECURITIES AMERICA ADVISORS, INC.	WOODBURY FINANCIAL SERVICES, INC.	Jun 9, 2015	Jun 9, 2015	0	Firm change	Other
SUNSET FINANCIAL SERVICES, INC.	SECURITIES AMERICA ADVISORS, INC.	Nov 14, 2014	Nov 14, 2014	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110518:421:UT:2015-06-09	Jun 9, 2015	Jun 9, 2015	ALPINE, UT	Firm change

Relationships

Registered with (4)

→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
May 22, 2019 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jun 9, 2015 to May 16, 2019factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 14, 2014 to Jun 9, 2015factForm ADV
→ SUNSET FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 11, 2008 to Nov 14, 2014factForm ADV

Dated events

Occurred
Sep 18, 2026
Advisor changed firm
Joshua Floyd Black left Kestra Advisory Services, LLC for LPL Financial LLC (registered 2026-09-14)
Form ADVobserved 2 days ago