DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A•••••••• C•••••• M•••••••••
CORNELIUS, NC | Greenville, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••••••• C•••••• M••••••••• | Independent wealth | Dec 2, 2025 | n/a | yes | Greenville, SC|CORNELIUS, NC | Current employment |
| B••••••••• W••••• A•••••••• L•• | No RAUM reported | Nov 1, 2023 | Dec 2, 2025 | no | WHEATON, IL|Greenville, SC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••••••• W••••• A•••••••• L•• | A•••••••• C•••••• M••••••••• | Dec 2, 2025 | Dec 2, 2025 | 0 | Firm change | Other |
| A• W••••• M••••••••• L•• | B••••••••• W••••• A•••••••• L•• | Nov 7, 2023 | Nov 1, 2023 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 141413:282580:CO:2017-11-16 | Nov 16, 2017 | Nov 15, 2017 | ENGLEWOOD, CO | Firm change |
| A• W••••• M••••••••• L•• | Bd affiliated wealth | Nov 15, 2017 | Nov 7, 2023 | no | HIGHLANDS RANCH, CO|Greenville, SC|Highland Ranch, CO | Previous registration |
| B••••••••• C•••••• M••••••••• L•• | Independent wealth | Oct 26, 2011 | Nov 16, 2017 | no | CHATTANOOGA, TN|WHEATON, IL|CHATTANOOGA, TN|Highlands Ranch, CO|Englewood, CO | Previous registration |
| -6 |
| Firm change |
| Other |
| B••••••••• C•••••• M••••••••• L•• | A• W••••• M••••••••• L•• | Nov 16, 2017 | Nov 15, 2017 | -1 | Firm change | Other |