R•• N•••

Advisor at M••• J• L••• I••••••••• M•••••••••

LISLE, IL | Pinehurst, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b88d8190-ef20-b3e6-1a04-7b5d511cd921

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 23, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••• J• L••• I••••••••• M•••••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Sep 11, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••• J• L••• I••••••••• M•••••••••	Former SEC adviser	Feb 28, 2022	n/a	yes	Pinehurst, NC\|LISLE, IL	Current employment
T••••••• S••••••• A•••••••	Bd affiliated wealth	Sep 13, 2021	Nov 8, 2021	no	Pinehurst, NC\|INDIANAPOLIS, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• S••••••• A•••••••	M••• J• L••• I••••••••• M•••••••••	Nov 8, 2021	Feb 28, 2022	112	Firm change	Other
T••••••• S••••••• F••••••••	T••••••• S••••••• A•••••••	Nov 8, 2021	Sep 13, 2021

Relationships

Registered with (6)

→ M••• J• L••• I••••••••• M•••••••••Registered adviserregistration: current employment
Feb 28, 2022 to presentfactForm ADV
→ T••••••• S••••••• A•••••••Registered adviserregistration: previous registration
Sep 13, 2021 to Nov 8, 2021factForm ADV
→ T••••••• S••••••• F••••••••Registered adviserregistration: previous registration
Nov 12, 2015 to Nov 8, 2021factForm ADV
→ P•••••• C••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b88d8190-ef20-b3e6-1a04-7b5d511cd921
First observed: Aug 23, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.