DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Dennis Patrick Maguire

Advisor at SIMPLICITY WEALTH

SUMMIT, NJ | Wayne, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b8b14cd1-a550-a35e-8e66-845ebe14a969

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Oct 28, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SIMPLICITY WEALTH
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 27, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 27, 2003
First registration: Oct 28, 2003
Dual registered: yes, broker-dealer
Other names: DENNIS PATRICK MAGUIRE|DENNIS PATRICK MAGUIRE|DENNIS PATRICK MAGUIRE
IAPD individual key: 4674638

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIMPLICITY WEALTH	Mixed wealth	Apr 8, 2026	n/a	yes	SUMMIT, NJ\|Wayne, PA	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	Apr 8, 2026	no	WAYNE, PA\|LIMERICK, PA	Previous registration
CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLC	Institutional manager	Jun 11, 2009	Jul 15, 2011	no	CONSHOHOCKEN, PA\|NEWPORT BEACH, CA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jun 12, 2008	Jun 29, 2023	no	STATE COLLEGE, PA\|MINNETONKA, MN\|WAYNE, PA\|KING OF PRUSSIA, PA\|MT LAUREL, NJ\|LIMERICK, PA	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jul 15, 2005	Jun 9, 2008	no	KING OF PRUSSIA, PA\|Marlton, NJ	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 28, 2003	Jun 17, 2005	no	W. CONSHOHOCKEN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	SIMPLICITY WEALTH	Apr 8, 2026	Apr 8, 2026	0	Firm change	Ibd to RIA
CETERA ADVISOR NETWORKS LLC	CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLC	Jun 29, 2023	Jun 11, 2009	-5,131	Firm change after gap	Other
CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLC	CETERA INVESTMENT ADVISERS LLC	Jul 15, 2011	Jun 29, 2023	4,367	Firm change after gap	Other
PRINCIPAL SECURITIES, INC.	CETERA ADVISOR NETWORKS LLC	Jun 9, 2008	Jun 12, 2008	3	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	PRINCIPAL SECURITIES, INC.	Jun 17, 2005	Jul 15, 2005	28	Firm change	Other

Relationships

Registered with (6)

→ SIMPLICITY WEALTHRegistered adviserregistration: current employment
Apr 8, 2026 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jun 29, 2023 to Apr 8, 2026factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jun 12, 2008 to Jun 29, 2023factForm ADV
→ CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 11, 2009 to Jul 15, 2011factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Jul 15, 2005 to Jun 9, 2008factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 28, 2003 to Jun 17, 2005factForm ADV

Dated events

Occurred
Apr 8, 2026
Advisor changed firm
Dennis Patrick Maguire left Cetera Investment Advisers Llc for Simplicity Wealth (registered 2026-04-08)
Form ADVobserved 6 days ago
Occurred
Jun 29, 2023
Advisor changed firm
Dennis Patrick Maguire left Cetera Advisor Networks Llc for Creative Planning Institutional Advisors, Llc (registered 2009-06-11)
Form ADVobserved 6 days ago