DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Dennis Patrick Maguire

Simplicity Wealthmixed wealthSummit, Nj dual registrantIAPD 4674638

Feed of 09/14/2026

Also filed as Dennis Patrick Maguire

At current firm

0 y

since Apr 8, 2026

In the industry

22 y

since Oct 27, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Simplicity Wealth mixed wealth current
since Apr 8, 2026 · Summit, Nj
Cetera Investment Advisers LLC BD affiliated
Jun 29, 2023 to Apr 8, 2026 · Wayne, Pa
Creative Planning Institutional Advisors, LLC institutional
Jun 11, 2009 to Jul 15, 2011 · Conshohocken, Pa
Cetera Advisor Networks LLC former
Jun 12, 2008 to Jun 29, 2023 · State College, Pa
Principal Securities, Inc. BD affiliated
Jul 15, 2005 to Jun 9, 2008 · King Of Prussia, Pa
Ameriprise Financial Services, LLC national BD
Oct 28, 2003 to Jun 17, 2005 · W. Conshohocken, Pa

Moves

a registration end followed by a registration begin elsewhere

Cetera Investment Advisers LLC to Simplicity Wealth
left Apr 8, 2026, registered Apr 8, 2026 (0 days) · Affiliated broker-dealer or bank to independent RIA
Cetera Advisor Networks LLC to Creative Planning Institutional Advisors, LLC
left Jun 29, 2023, registered Jun 11, 2009 (-5131 days) · Other
Creative Planning Institutional Advisors, LLC to Cetera Investment Advisers LLC
left Jul 15, 2011, registered Jun 29, 2023 (4367 days) · Other
Principal Securities, Inc. to Cetera Advisor Networks LLC
left Jun 9, 2008, registered Jun 12, 2008 (3 days) · Other
Ameriprise Financial Services, LLC to Principal Securities, Inc.
left Jun 17, 2005, registered Jul 15, 2005 (28 days) · Other

Signals

Dennis Patrick Maguire left Cetera Investment Advisers Llc for Simplicity Wealth (registered 2026-04-08)
Apr 8, 2026 · Advisor changed firm · fact
Dennis Patrick Maguire left Cetera Advisor Networks Llc for Creative Planning Institutional Advisors, Llc (registered 2009-06-11)
Jun 29, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address