DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••••• W••••• A•••••••
Vancouver, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••• W••••• A••••••• | Bd affiliated wealth | Jan 8, 2022 | n/a | yes | Vancouver, WA | Current employment |
| R••••••• I••••••••• A••••••••• I••• | Former SEC adviser | Jul 6, 2016 | Dec 31, 2021 | no | West Linn, OR|Vancouver, WA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R••••••• I••••••••• A••••••••• I••• | A••••••• W••••• A••••••• | Dec 31, 2021 | Jan 8, 2022 | 8 | Firm change | RIA to ibd |
| M••••• W••••• M••••••••• I••• | R••••••• I••••••••• A••••••••• I••• | Dec 20, 2016 | Jul 6, 2016 |
| M••••• W••••• M••••••••• I••• | n/a | Dec 3, 2014 | Dec 20, 2016 | no | CLACKAMAS, OR | Previous registration |
| F••• | Former SEC adviser | Jan 3, 2007 | Dec 31, 2014 | no | BOCA RATON, FL|BOCA RATON, FL|PORTLAND, OR | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Jul 29, 2004 | Dec 31, 2006 | no | LAKE OSWEGO, OR | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Apr 17, 2003 | Jul 20, 2004 | no | PORTLAND, OR | Previous registration |
| -167 |
| Firm change after gap |
| Other |
| F••• | M••••• W••••• M••••••••• I••• | Dec 31, 2014 | Dec 3, 2014 | -28 | Firm change | Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | F••• | Dec 31, 2006 | Jan 3, 2007 | 3 | Firm change | Other |
| C•••••••• G••••• M•••••• I••• | R•••••• J•••• F•••••••• S•••••••• I••• | Jul 20, 2004 | Jul 29, 2004 | 9 | Firm change | Other |