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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

DANIEL CHRISTOPHER GORMAN

Advisor at ORION PORTFOLIO SOLUTIONS, LLC

OMAHA, NE

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Search this name across graphsid dfx:ria:b8c9352b-a4fd-b415-65aa-43afd486493e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Apr 30, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ORION PORTFOLIO SOLUTIONS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 30, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 30, 2014
First registration: Apr 30, 2014
Dual registered: yes, broker-dealer
Other names: DANIEL CHRISTOPHER GORMAN|DANIEL CHRISTOPHER GORMAN
IAPD individual key: 5263510

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ORION PORTFOLIO SOLUTIONS, LLC	Bd affiliated wealth	Jun 28, 2024	n/a	yes	OMAHA, NE	Current employment
HALO INVESTMENT SERVICES, LLC	Other adviser	Aug 8, 2023	Oct 9, 2023	no	MANHASSET, NY\|CHICAGO, IL	Previous registration
ROTHSCHILD WEALTH LLC	Independent wealth	Jun 6, 2023	Aug 9, 2023	no	OAKBROOK, IL\|Chicago, IL	Previous registration
ENVESTNET PMC	Independent wealth	Jan 6, 2015	Mar 7, 2023	no	BERWYN, PA\|Glen Ellyn, IL	Previous registration
ZACKS INVESTMENT MANAGEMENT, INC.	Mixed wealth	Apr 30, 2014	Dec 3, 2014	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HALO INVESTMENT SERVICES, LLC	ORION PORTFOLIO SOLUTIONS, LLC	Oct 9, 2023	Jun 28, 2024	263	Firm change	Other
ROTHSCHILD WEALTH LLC	HALO INVESTMENT SERVICES, LLC	Aug 9, 2023	Aug 8, 2023	-1	Firm change	RIA to new firm
ENVESTNET PMC	ROTHSCHILD WEALTH LLC	Mar 7, 2023	Jun 6, 2023	91	Firm change	RIA to RIA
ZACKS INVESTMENT MANAGEMENT, INC.	ENVESTNET PMC	Dec 3, 2014	Jan 6, 2015	34	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
162442:325613:IL:2023-08-09	Aug 9, 2023	Aug 8, 2023	CHICAGO, IL	Firm change

Relationships

Registered with (5)

→ ORION PORTFOLIO SOLUTIONS, LLCRegistered adviserregistration: current employment
Jun 28, 2024 to presentfactForm ADV
→ HALO INVESTMENT SERVICES, LLCRegistered adviserregistration: previous registration
Aug 8, 2023 to Oct 9, 2023factForm ADV
→ ROTHSCHILD WEALTH LLCRegistered adviserregistration: previous registration
Jun 6, 2023 to Aug 9, 2023factForm ADV
→ ENVESTNET PMCRegistered adviserregistration: previous registration
Jan 6, 2015 to Mar 7, 2023factForm ADV
→ ZACKS INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 30, 2014 to Dec 3, 2014factForm ADV

Dated events

Occurred
Oct 9, 2023
Advisor changed firm
Daniel Christopher Gorman left Halo Investment Services, Llc for Orion Portfolio Solutions, Llc (registered 2024-06-28)
Form ADVobserved 6 days ago
Occurred
Aug 9, 2023
Advisor changed firm
Daniel Christopher Gorman left Rothschild Wealth Llc for Halo Investment Services, Llc (registered 2023-08-08)
Form ADVobserved 6 days ago
Occurred
Mar 7, 2023
Advisor changed firm
Daniel Christopher Gorman left Envestnet Pmc for Rothschild Wealth Llc (registered 2023-06-06)
Form ADVobserved 6 days ago