DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Daniel Christopher Gorman

Orion Portfolio Solutions, LLCBD affiliatedOmaha, Nedual registrantIAPD 5263510

Feed of 09/14/2026

Also filed as Daniel Christopher Gorman

At current firm

2 y

since Jun 28, 2024

In the industry

12 y

since Apr 30, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Orion Portfolio Solutions, LLC BD affiliated current
since Jun 28, 2024 · Omaha, Ne
Halo Investment Services, LLC other
Aug 8, 2023 to Oct 9, 2023 · Manhasset, Ny
Rothschild Wealth LLC independent RIA
Jun 6, 2023 to Aug 9, 2023 · Oakbrook, Il
Envestnet Pmc independent RIA
Jan 6, 2015 to Mar 7, 2023 · Berwyn, Pa
Zacks Investment Management, Inc. mixed wealth
Apr 30, 2014 to Dec 3, 2014 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

Halo Investment Services, LLC to Orion Portfolio Solutions, LLC
left Oct 9, 2023, registered Jun 28, 2024 (263 days) · Other
Rothschild Wealth LLC to Halo Investment Services, LLC
left Aug 9, 2023, registered Aug 8, 2023 (-1 days) · RIA to a newly registered adviser · moved with a team
Envestnet Pmc to Rothschild Wealth LLC
left Mar 7, 2023, registered Jun 6, 2023 (91 days) · RIA to RIA
Zacks Investment Management, Inc. to Envestnet Pmc
left Dec 3, 2014, registered Jan 6, 2015 (34 days) · Other

Signals

Daniel Christopher Gorman left Halo Investment Services, Llc for Orion Portfolio Solutions, Llc (registered 2024-06-28)
Oct 9, 2023 · Advisor changed firm · fact
Daniel Christopher Gorman left Rothschild Wealth Llc for Halo Investment Services, Llc (registered 2023-08-08)
Aug 9, 2023 · Advisor changed firm · fact
Daniel Christopher Gorman left Envestnet Pmc for Rothschild Wealth Llc (registered 2023-06-06)
Mar 7, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address