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P••••••• E••••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

P••••••• E••••• P••••

Advisor at M••••••

Coral Gables, FL | Miramar, FL | Palm Beach Gardens, FL

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Search this name across graphsid dfx:ria:b8d337a4-f421-defa-294d-46464ee68d2b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jan 16, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Oct 16, 2025	n/a	yes	Coral Gables, FL\|Palm Beach Gardens, FL\|Miramar, FL	Current employment
M•••••• I•••••••••	I•••••••••_WEALTH	Feb 1, 2023	Mar 4, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• I•••••••••	M••••••	Mar 4, 2025	Oct 16, 2025	226	Firm change	RIA to ibd
V•• W••••• M••••••••• L••	M•••••• I•••••••••	Mar 31, 2023

Relationships

Registered with (4)

→ M••••••Registered adviserregistration: current employment
Oct 16, 2025 to presentfactForm ADV
→ M•••••• I•••••••••Registered adviserregistration: previous registration
Feb 1, 2023 to Mar 4, 2025factForm ADV
→ V•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 10, 2022 to Mar 31, 2023factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

Occurred
Mar 4, 2025
Advisor changed firm
P••••••• E••••• P•••• left M•••••• I••••••••• for Mariner (registered 2025-10-16)
Form ADVobserved 7 days ago
Occurred
Mar 31, 2023
Advisor changed firm
P••••••• E••••• P•••• left V•• W••••• M••••••••• L•• for M•••••• I••••••••• (registered 2023-02-01)
Form ADVobserved 7 days ago
Occurred
Feb 2, 2022
Advisor changed firm
P••••••• E••••• P•••• left M•• I•••••••• S•••••••• L•• for V•• W••••• M••••••••• L•• (registered 2022-08-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b8d337a4-f421-defa-294d-46464ee68d2b
First observed: Jan 16, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.