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RIA / WealthAdvisor18 years in industry

ERIC KIM HALL

Advisor at BROOKSTONE CAPITAL MANAGEMENT LLC

WHEATON, IL | Greentown, IN

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Search this name across graphsid dfx:ria:b8d7284a-8abb-d243-b801-ced450cd7b5d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jun 4, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKSTONE CAPITAL MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 4
Exams: S66
First exam: Jun 3, 2008
First registration: Jun 4, 2008
Dual registered: no
Other names: ERIC K HALL|ERIC K HALL|ERIC K HALL|ERIC KIM HALL|Eric Hall
IAPD individual key: 5461752

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Aug 3, 2021	n/a	yes	Greentown, IN\|WHEATON, IL	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 29, 2019	Aug 4, 2021	no	INDIANAPOLIS, IN	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 27, 2018	May 1, 2019	no	MILWAUKEE, WI\|INDIANAPOLIS, IN	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Apr 3, 2015	Mar 28, 2018	no	ZIONSVILLE, IN	Previous registration
FISHER INVESTMENTS	Independent wealth	Mar 20, 2014	Jan 6, 2015	no	GREENTOWN, IN\|PLANO, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 30, 2012	Mar 21, 2014	no	GREENTOWN, IN\|GREENTOWN, IN\|SAN DIEGO, CA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 19, 2010	Jul 31, 2012	no	KOKOMO, IN\|TIPTON, IN\|KOKOMO, IN\|KOKOMO, IN\|WARSAW, IN\|LOGANSPORT, IN\|WARSAW, IN\|LEESBURG, IN\|PIERCETON, IN\|MILFORD, IN\|ETNA GREEN, IN\|LOGANSPORT, IN\|LOGANSPORT, IN\|PERU, IN	Previous registration
EDWARD JONES	National bd RIA	Jun 4, 2008	Nov 8, 2010	no	KOKOMO, IN\|KOKOMO, IN\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BROOKSTONE CAPITAL MANAGEMENT LLC	Aug 4, 2021	Aug 3, 2021	-1	Firm change	Wirehouse to RIA
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 1, 2019	Apr 29, 2019	-2	Firm change	Wirehouse to wirehouse
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Mar 28, 2018	Mar 27, 2018	-1	Firm change	Wirehouse to wirehouse
FISHER INVESTMENTS	J.P. MORGAN SECURITIES LLC	Jan 6, 2015	Apr 3, 2015	87	Firm change	Other
LPL FINANCIAL LLC	FISHER INVESTMENTS	Mar 21, 2014	Mar 20, 2014	-1	Firm change	Other
PNC WEALTH MANAGEMENT	LPL FINANCIAL LLC	Jul 31, 2012	Jul 30, 2012	-1	Firm change	Other
EDWARD JONES	PNC WEALTH MANAGEMENT	Nov 8, 2010	Nov 19, 2010	11	Firm change	Other

Relationships

Registered with (8)

→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Aug 3, 2021 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 29, 2019 to Aug 4, 2021factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 27, 2018 to May 1, 2019factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Apr 3, 2015 to Mar 28, 2018factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Mar 20, 2014 to Jan 6, 2015factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 30, 2012 to Mar 21, 2014factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 19, 2010 to Jul 31, 2012factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jun 4, 2008 to Nov 8, 2010factForm ADV

Dated events

No dated event names this entity yet.