DFX Intelligence

R•••••• L•• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

R•••••• L•• W•••••••••

Advisor at M•••• C••••••• A••••••• S••••••

Minerva, OH | PALM BEACH GARDENS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b8df8c07-1761-1d6c-21b7-10c18e494752

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 4, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• C••••••• A••••••• S••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• C••••••• A••••••• S••••••	Bd affiliated wealth	Mar 2, 2023	n/a	yes	PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|Minerva, OH	Current employment
N•••••••• F•••••••• P•••••••• L••	Institutional manager	Mar 13, 2017	Mar 3, 2023	no	Minerva, OH\|EAST BRUNSWICK, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• F•••••••• P•••••••• L••	M•••• C••••••• A••••••• S••••••	Mar 3, 2023	Mar 2, 2023	-1	Firm change	Other
G••• C•••• S••••••••• I•••	N•••••••• F•••••••• P•••••••• L••	Nov 28, 2011	Mar 13, 2017

Relationships

Registered with (4)

→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: current employment
Mar 2, 2023 to presentfactForm ADV
→ N•••••••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Mar 13, 2017 to Mar 3, 2023factForm ADV
→ G••• C•••• S••••••••• I•••Registered adviserregistration: previous registration
Dec 21, 2010 to Nov 28, 2011factForm ADV
→ L••• K••• • C••••••

Dated events

Occurred
Mar 3, 2023
Advisor changed firm
R•••••• L•• W••••••••• left N•••••••• F•••••••• P•••••••• L•• for M•••• C••••••• A••••••• S•••••• (registered 2023-03-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b8df8c07-1761-1d6c-21b7-10c18e494752
First observed: Jan 4, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.