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Advisor at CAPITAL ANALYSTS
CARMEL, IN | Columbus, OH | Canton, GA | Carmel, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC | Institutional manager | Aug 1, 2023 | n/a | yes | CARMEL, IN|Columbus, OH | Current employment |
| CAPITAL ANALYSTS | Bd affiliated wealth | Jan 13, 2023 | n/a | yes | Columbus, OH | Current employment |
| LINCOLN INVESTMENT | Independent wealth | Jan 13, 2023 | n/a | yes | Canton, GA|Carmel, IN|Columbus, OH | Current employment |
| STONEX ADVISORS INC. | Bd affiliated wealth | Jan 30, 2015 | Dec 31, 2022 | no | Gahanna, OH|BIRMINGHAM, AL | Previous registration |
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | Former SEC adviser | Jan 9, 2001 | Jan 30, 2015 | no | YOUNGSTOWN, OH|GAHANNA, OH|YOUNGSTOWN, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STONEX ADVISORS INC. | LINCOLN INVESTMENT | Dec 31, 2022 | Jan 13, 2023 | 13 | Firm change | Ibd to RIA |
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | STONEX ADVISORS INC. | Jan 30, 2015 | Jan 30, 2015 | 0 | Bulk transfer | Other |