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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

LARRY RAPHAEL ROZAS

Advisor at BOLTON GLOBAL ASSET MANAGEMENT

MIAMI, FL | BOLTON, MA

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Search this name across graphsid dfx:ria:dae43fbc-1af7-2e34-75e4-1d6caa2cb7de

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: Aug 29, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BOLTON GLOBAL ASSET MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 21, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 21, 2013
First registration: Aug 29, 2013
Dual registered: yes, broker-dealer
IAPD individual key: 6029752

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BOLTON GLOBAL ASSET MANAGEMENT	Bd affiliated wealth	Apr 14, 2025	n/a	yes	MIAMI, FL\|BOLTON, MA	Current employment
FINTRON ADVISORS, LLC	Former SEC adviser	Apr 24, 2024	Apr 5, 2025	no	STAMFORD, CT\|Miami, FL	Previous registration
FLORIDA ATLANTIC SECURITIES CORP.	Mixed wealth	Jan 11, 2024	Apr 16, 2024	no	MIAMI, FL	Previous registration
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Mar 9, 2023	Jan 2, 2024	no	FT. LAUDERDALE, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Nov 1, 2021	Feb 14, 2023	no	Miami, FL\|MIAMI, FL\|Miami, FL\|Miami, FL\|Bay Shore, NY	Previous registration
INSIGHT SECURITIES, INC.	Mixed wealth	Jan 23, 2018	Sep 3, 2019	no	Highland Park, IL\|Miami, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 8, 2016	Jun 28, 2017	no	MIAMI, FL	Previous registration
BOLTON GLOBAL ASSET MANAGEMENT	Bd affiliated wealth	Jul 2, 2014	Jan 29, 2016	no	Miami, FL\|BOLTON, MA	Previous registration
CP CAPITAL SECURITIES, INC.	Former SEC adviser	Aug 29, 2013	Mar 10, 2014	no	MIAMI, FL\|MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINTRON ADVISORS, LLC	BOLTON GLOBAL ASSET MANAGEMENT	Apr 5, 2025	Apr 14, 2025	9	Firm change	Other
FLORIDA ATLANTIC SECURITIES CORP.	FINTRON ADVISORS, LLC	Apr 16, 2024	Apr 24, 2024	8	Firm change	RIA to new firm
TRUIST ADVISORY SERVICES, INC.	FLORIDA ATLANTIC SECURITIES CORP.	Jan 2, 2024	Jan 11, 2024	9	Firm change	Ibd to RIA
CITIGROUP GLOBAL MARKETS INC.	TRUIST ADVISORY SERVICES, INC.	Feb 14, 2023	Mar 9, 2023	23	Firm change	Ibd to ibd
INSIGHT SECURITIES, INC.	CITIGROUP GLOBAL MARKETS INC.	Sep 3, 2019	Nov 1, 2021	790	Firm change after gap	RIA to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	INSIGHT SECURITIES, INC.	Jun 28, 2017	Jan 23, 2018	209	Firm change	Other
BOLTON GLOBAL ASSET MANAGEMENT	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 29, 2016	Feb 8, 2016	10	Firm change	Other
CP CAPITAL SECURITIES, INC.	BOLTON GLOBAL ASSET MANAGEMENT	Mar 10, 2014	Jul 2, 2014	114	Firm change	Other

Relationships

Registered with (8)

→ BOLTON GLOBAL ASSET MANAGEMENTRegistered adviserregistration: previous registration
Jul 2, 2014 to Jan 29, 2016factForm ADV
→ FINTRON ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 24, 2024 to Apr 5, 2025factForm ADV
→ FLORIDA ATLANTIC SECURITIES CORP.Registered adviserregistration: previous registration
Jan 11, 2024 to Apr 16, 2024factForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Mar 9, 2023 to Jan 2, 2024factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Nov 1, 2021 to Feb 14, 2023factForm ADV
→ INSIGHT SECURITIES, INC.Registered adviserregistration: previous registration
Jan 23, 2018 to Sep 3, 2019factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 8, 2016 to Jun 28, 2017factForm ADV
→ CP CAPITAL SECURITIES, INC.Registered adviserregistration: previous registration
Aug 29, 2013 to Mar 10, 2014factForm ADV

Dated events

Occurred
Apr 5, 2025
Advisor changed firm
Larry Raphael Rozas left Fintron Advisors, Llc for Bolton Global Asset Management (registered 2025-04-14)
Form ADVobserved 4 days ago
Occurred
Apr 16, 2024
Advisor changed firm
Larry Raphael Rozas left Florida Atlantic Securities Corp. for Fintron Advisors, Llc (registered 2024-04-24)
Form ADVobserved 4 days ago
Occurred
Jan 2, 2024
Advisor changed firm
Larry Raphael Rozas left Truist Advisory Services, Inc. for Florida Atlantic Securities Corp. (registered 2024-01-11)
Form ADVobserved 4 days ago
Occurred
Feb 14, 2023
Advisor changed firm
Larry Raphael Rozas left Citigroup Global Markets Inc. for Truist Advisory Services, Inc. (registered 2023-03-09)
Form ADVobserved 4 days ago