D••••• C• G••

Advisor at M••••••

Ballwin, MO | Brentwood, MO

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 10, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 27, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	May 14, 2025	n/a	yes	Ballwin, MO\|Brentwood, MO	Current employment
A••••• A•••• M••••••••• U•• I•••	Former SEC adviser	Mar 24, 2021	Apr 25, 2025	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A•••• M••••••••• U•• I•••	M••••••	Apr 25, 2025	May 14, 2025	19	Firm change	Other
P•• C•••••• A••••••• L••	A••••• A•••• M••••••••• U•• I•••	Feb 25, 2021	Mar 24, 2021

Relationships

Registered with (5)

→ M••••••Registered adviserregistration: current employment
May 14, 2025 to presentfactForm ADV
→ A••••• A•••• M••••••••• U•• I•••Registered adviserregistration: previous registration
Mar 24, 2021 to Apr 25, 2025factForm ADV
→ P•• C•••••• A••••••• L••Registered adviserregistration: previous registration
May 23, 2013 to Feb 25, 2021factForm ADV
→ A••••• C•••••• M••••••••• L••

Dated events

Order

Occurred
25 Apr 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 10, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.