DFX Intelligence

E•••••••• M••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

E•••••••• M••• S•••••••••

Advisor at F•••••••• C•••••• M••••••••• L••

San Francisco, CA | SEATTLE, WA

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Search this name across graphsid dfx:ria:b9464127-c969-df4e-8e13-f67594638676

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 12, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 8, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• C•••••• M••••••••• L••	Independent wealth	Apr 12, 2024	n/a	yes	San Francisco, CA\|SEATTLE, WA	Current employment
R•••• W••••• G•••• L••	Former SEC adviser	Feb 12, 2021	Apr 23, 2024	no	San Francisco, CA\|DENVER, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• W••••• G•••• L••	F•••••••• C•••••• M••••••••• L••	Apr 23, 2024	Apr 12, 2024	-11	Firm change	RIA to RIA

Relationships

Registered with (2)

→ F•••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Apr 12, 2024 to presentfactForm ADV
→ R•••• W••••• G•••• L••Registered adviserregistration: previous registration
Feb 12, 2021 to Apr 23, 2024factForm ADV

Dated events

Occurred
Apr 23, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b9464127-c969-df4e-8e13-f67594638676
First observed: Feb 12, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.