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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)35 years in industry

CHARLES EDWARD HOWELL

Advisor at IP FINANCIAL ADVISORY SERVICES LLC

Hollywood, FL | CHARLOTTE, NC

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 20, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: IP FINANCIAL ADVISORY SERVICES LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 10
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Oct 7, 2004
First registration: Oct 20, 2004
Dual registered: yes, broker-dealer
Other names: CHARLES E. HOWELL
IAPD individual key: 4757297

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
IP FINANCIAL ADVISORY SERVICES LLC	Independent wealth	Jun 4, 2021	n/a	yes	Hollywood, FL\|CHARLOTTE, NC	Current employment
BANKERS LIFE ADVISORY SERVICES, INC.	Bd affiliated wealth	Sep 23, 2016	Jun 21, 2021	no	Plantation, FL\|CHICAGO, IL	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Jun 3, 2010	May 27, 2016	no	PLANTATION, FL\|PLANTATION, FL\|Birmingham, AL\|WEST PALM BEACH, FL\|WEST PALM BEACH, FL\|BIRMINGHAM, AL	Previous registration
KOVACK ADVISORS, INC.	Bd affiliated wealth	Apr 10, 2008	Dec 31, 2009	no	FT. LAUDERDALE, FL	Previous registration
IC ADVISORY SERVICES, INC.	Former SEC adviser	Jun 9, 2006	Nov 7, 2007	no	BRIDGEWATER, NJ	Previous registration
THE INVESTMENT CENTER, INC.	n/a	Oct 20, 2004	Jun 20, 2006	no	DANIA BEACH, FL\|DANIA BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BANKERS LIFE ADVISORY SERVICES, INC.	IP FINANCIAL ADVISORY SERVICES LLC	Jun 21, 2021	Jun 4, 2021	-17	Firm change	Ibd to ibd
CONCOURSE FINANCIAL GROUP ADVISORS	BANKERS LIFE ADVISORY SERVICES, INC.	May 27, 2016	Sep 23, 2016	119	Bulk transfer	Other
KOVACK ADVISORS, INC.	CONCOURSE FINANCIAL GROUP ADVISORS	Dec 31, 2009	Jun 3, 2010	154	Firm change	Other
IC ADVISORY SERVICES, INC.	KOVACK ADVISORS, INC.	Nov 7, 2007	Apr 10, 2008	155	Firm change	Other
THE INVESTMENT CENTER, INC.	IC ADVISORY SERVICES, INC.	Jun 20, 2006	Jun 9, 2006	-11	Bulk transfer	Other

Relationships

Registered with (6)

→ IP FINANCIAL ADVISORY SERVICES LLCRegistered adviserregistration: current employment
Jun 4, 2021 to presentfactForm ADV
→ BANKERS LIFE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Sep 23, 2016 to Jun 21, 2021factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Jun 3, 2010 to May 27, 2016factForm ADV
→ KOVACK ADVISORS, INC.Registered adviserregistration: previous registration
Apr 10, 2008 to Dec 31, 2009factForm ADV
→ IC ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jun 9, 2006 to Nov 7, 2007factForm ADV
→ THE INVESTMENT CENTER, INC.Registered adviserregistration: previous registration
Oct 20, 2004 to Jun 20, 2006factForm ADV

Dated events

No dated event names this entity yet.