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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

GWENDOLYN SLATER

Advisor at OSAIC ADVISORY SERVICES, LLC

Daytona Beach Shores, FL | SURPRISE, AZ

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Search this name across graphsid dfx:ria:b95a4013-93fa-1cc8-d61a-745aa4926d3e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 27, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 28, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 28, 2011
First registration: Jan 27, 2012
Dual registered: yes, broker-dealer
Other names: GWEN SLATER
IAPD individual key: 3168141

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 8, 2024	n/a	yes	SURPRISE, AZ\|Daytona Beach Shores, FL	Current employment
ARBOR POINT ADVISORS	Former SEC adviser	Oct 30, 2017	Nov 8, 2024	no	Port Orange, FL\|DAYTONA BEACH SHORES, FL	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jun 13, 2014	Jun 30, 2021	no	PORT ORANGE, FL\|DAYTONA BEACH SHORES, FL	Previous registration
DALTON STRATEGIC INVESTMENT SERVICES INC.	n/a	Aug 21, 2012	Jun 5, 2014	no	PORT ORANGE, FL\|PORT ORANGE, FL\|KNIGHTSTOWN, IN	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Jan 27, 2012	Aug 6, 2012	no	PORT ORANGE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARBOR POINT ADVISORS	OSAIC ADVISORY SERVICES, LLC	Nov 8, 2024	Nov 8, 2024	0	Bulk transfer	Ibd to ibd
SECURITIES AMERICA ADVISORS, INC.	ARBOR POINT ADVISORS	Jun 30, 2021	Oct 30, 2017	-1,339	Channel change	Other
DALTON STRATEGIC INVESTMENT SERVICES INC.	SECURITIES AMERICA ADVISORS, INC.	Jun 5, 2014	Jun 13, 2014	8	Firm change	Other
QUESTAR ASSET MANAGEMENT, INC.	DALTON STRATEGIC INVESTMENT SERVICES INC.	Aug 6, 2012	Aug 21, 2012	15	Firm change	Other

Relationships

Registered with (5)

→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Nov 8, 2024 to presentfactForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Oct 30, 2017 to Nov 8, 2024factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jun 13, 2014 to Jun 30, 2021factForm ADV
→ DALTON STRATEGIC INVESTMENT SERVICES INC.Registered adviserregistration: previous registration
Aug 21, 2012 to Jun 5, 2014factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 27, 2012 to Aug 6, 2012factForm ADV

Dated events

No dated event names this entity yet.