P••••• H•••••••

Advisor at T••• H•••••• L••

MIAMI, FL | FOSTER CITY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b95ee33e-22d3-fad9-6609-e37ad6a8dd6c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••• H•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 4, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••• H•••••• L••	Independent wealth	Aug 12, 2021	n/a	yes	MIAMI, FL\|FOSTER CITY, CA	Current employment
M•••• W•••••	Independent wealth	Jan 27, 2015	Aug 9, 2021	no	CORAL GABLES, FL\|MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• W•••••	T••• H•••••• L••	Aug 9, 2021	Aug 12, 2021	3	Firm change	RIA to RIA
U••••• C•••••• F•••••••• A•••••••	M•••• W•••••	Oct 21, 2014	Jan 27, 2015

Relationships

Registered with (4)

→ T••• H•••••• L••Registered adviserregistration: current employment
Aug 12, 2021 to presentfactForm ADV
→ M•••• W•••••Registered adviserregistration: previous registration
Jan 27, 2015 to Aug 9, 2021factForm ADV
→ U••••• C•••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Jun 2, 2014 to Oct 21, 2014factForm ADV
→ L•••••••• T••••••• A•••• M••••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b95ee33e-22d3-fad9-6609-e37ad6a8dd6c
First observed: Nov 6, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.