DFX Intelligence

K••• T••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

K••• T••••• M••••

Advisor at H•••••• F•••••••• G••••• L••

RICHMOND, VA

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Search this name across graphsid dfx:ria:e1b9124a-6c9c-3cd9-fae9-348001f07b65

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 4, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• F•••••••• G••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Jun 30, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• F•••••••• G••••• L••	Former SEC adviser	Aug 13, 2018	n/a	yes	RICHMOND, VA	Current employment
H•••••• F•••••••• G••••• L••	Former SEC adviser	Apr 30, 2009	Dec 31, 2017	no	RICHMOND, VA\|BRUNSWICK, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H• B•••• I•••	H•••••• F•••••••• G••••• L••	Mar 31, 2009	Apr 30, 2009	30	Firm change	Other
O•••• F•• I•••	H• B•••• I•••	Oct 10, 2003	Oct 15, 2003

Relationships

Registered with (4)

→ H•••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Apr 30, 2009 to Dec 31, 2017factForm ADV
→ H• B•••• I•••Registered adviserregistration: previous registration
Oct 15, 2003 to Mar 31, 2009factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jun 5, 2003 to Oct 10, 2003factForm ADV
→ C•••••• I••••••••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e1b9124a-6c9c-3cd9-fae9-348001f07b65
First observed: May 4, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.