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RIA / WealthAdvisor23 years in industry

DANIEL FRANCIS FLANAGAN

Advisor at MARINER

Overland Park, KS | Roswell, GA

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Search this name across graphsid dfx:ria:b96c6454-9c16-89d5-516f-cb8be455c73d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 12, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 24, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jan 24, 2003
First registration: Feb 12, 2003
Dual registered: no
Other names: DANIEL FLANAGAN|DAN FLANAGAN
IAPD individual key: 4600230

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Mariner	Bd affiliated wealth	Nov 26, 2025	n/a	yes	Roswell, GA\|Overland Park, KS	Current employment
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Apr 3, 2023	Jul 16, 2025	no	Roswell, GA\|GREENWOOD VILLAGE, CO\|GREENWOOD VILLAGE, CO	Previous registration
PERSONAL CAPITAL ADVISORS CORPORATION	Former SEC adviser	Oct 17, 2017	Apr 3, 2023	no	Roswell, GA\|GREENWOOD VILLAGE, CO\|ATLANTA, GA	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Dec 17, 2012	Apr 12, 2017	no	ATLANTA, GA\|ATLANTA, GA\|DES MOINES, IA	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Mar 30, 2009	Dec 10, 2012	no	ATLANTA, GA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Mar 24, 2009	no	ATLANTA, GA	Previous registration
MORGAN STANLEY DW INC.	n/a	Feb 12, 2003	Apr 2, 2007	no	ATLANTA, GA\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EMPOWER ADVISORY GROUP, LLC	Mariner	Jul 16, 2025	Nov 26, 2025	133	Firm change	Ibd to ibd
PERSONAL CAPITAL ADVISORS CORPORATION	EMPOWER ADVISORY GROUP, LLC	Apr 3, 2023	Apr 3, 2023	0	Bulk transfer	RIA to ibd
PRINCIPAL SECURITIES, INC.	PERSONAL CAPITAL ADVISORS CORPORATION	Apr 12, 2017	Oct 17, 2017	188	Firm change	Other
MORGAN KEEGAN & COMPANY, LLC	PRINCIPAL SECURITIES, INC.	Dec 10, 2012	Dec 17, 2012	7	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN KEEGAN & COMPANY, LLC	Mar 24, 2009	Mar 30, 2009	6	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
112058:140195:CO:2025-07-16	Jul 16, 2025	Nov 26, 2025	GREENWOOD VILLAGE, CO	Firm change

Relationships

Registered with (7)

→ MARINERRegistered adviserregistration: current employment
Nov 26, 2025 to presentfactForm ADV
→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Apr 3, 2023 to Jul 16, 2025factForm ADV
→ PERSONAL CAPITAL ADVISORS CORPORATIONRegistered adviserregistration: previous registration
Oct 17, 2017 to Apr 3, 2023factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Dec 17, 2012 to Apr 12, 2017factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Mar 30, 2009 to Dec 10, 2012factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Mar 24, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Feb 12, 2003 to Apr 2, 2007factForm ADV

Dated events

Occurred
Jul 16, 2025
Advisor changed firm
Daniel Francis Flanagan left Empower Advisory Group, Llc for Mariner (registered 2025-11-26)
Form ADVobserved 5 days ago