DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Daniel Francis Flanagan

MarinerBD affiliatedOverland Park, Ks IA-onlyIAPD 4600230

Feed of 09/15/2026

Also filed as Daniel Flanagan

At current firm

0 y

since Nov 26, 2025

In the industry

23 y

since Jan 24, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Mariner BD affiliated current
since Nov 26, 2025 · Roswell, Ga
Empower Advisory Group, LLC BD affiliated
Apr 3, 2023 to Jul 16, 2025 · Roswell, Ga
Personal Capital Advisors Corporation former
Oct 17, 2017 to Apr 3, 2023 · Roswell, Ga
Principal Securities, Inc. BD affiliated
Dec 17, 2012 to Apr 12, 2017 · Atlanta, Ga
Morgan Keegan & Company, LLC former
Mar 30, 2009 to Dec 10, 2012 · Atlanta, Ga
Morgan Stanley & Co. LLC unclassified
Apr 2, 2007 to Mar 24, 2009 · Atlanta, Ga
Morgan Stanley Dw Inc. unclassified
Feb 12, 2003 to Apr 2, 2007 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

Empower Advisory Group, LLC to Mariner
left Jul 16, 2025, registered Nov 26, 2025 (133 days) · Affiliated broker-dealer or bank to another · moved with a team
Personal Capital Advisors Corporation to Empower Advisory Group, LLC
left Apr 3, 2023, registered Apr 3, 2023 (0 days) · corporate re-registration, not a move
Principal Securities, Inc. to Personal Capital Advisors Corporation
left Apr 12, 2017, registered Oct 17, 2017 (188 days) · Other
Morgan Keegan & Company, LLC to Principal Securities, Inc.
left Dec 10, 2012, registered Dec 17, 2012 (7 days) · Other
Morgan Stanley & Co. LLC to Morgan Keegan & Company, LLC
left Mar 24, 2009, registered Mar 30, 2009 (6 days) · Other
Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLC
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Signals

Daniel Francis Flanagan left Empower Advisory Group, Llc for Mariner (registered 2025-11-26)
Jul 16, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address