DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• P• M••••••••• C•••••• L••
Latest filing May 5, 2026
First filing on the tape Oct 25, 2024 · 7 filings
SEC status approved since Nov 25, 2024
RAUM
$2.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
344
38 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
2
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$2.7B as of May 5, 2026
Jan 23, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)20 as of May 5, 2026
Jan 23, 202516 then
Employees (5.A)344 as of May 5, 2026
Jan 23, 2025336 then
Private funds2 as of May 5, 2026
Jan 23, 20252 then
RAUM +250% over the last fiscal yearIARs 18 to 20offices 3 to 5
Practice profile
derived from the filing of May 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $135MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $540MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 17.2derivedItem 5.A over advisors
- Advisors per office
- 3.3derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +250%derivedbetween the last two annual amendments
- Advisor growth, one year
- +11%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=68.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• S•••• C••• P•••••••• L•••••• F••• L• | Hedge Fund | $0 | 0 | Oct 25, 2024 |
| T•• S•••• C••• U•••••••• P•••••• F••• L• | Hedge Fund | $0 | 0 | Oct 25, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• A•••••• J••• · Executive Vice President, General Counsel, And Secretarycontrolsince 10/2024 · owns less than 5%
- K•••• K••••••• A•••• · President, Chief Executive Officercontrolsince 10/2024 · owns less than 5%
- M•••••• R••••••• T••• · Board Member, Group Managing Directorcontrolsince 10/2024 · owns less than 5%
- S•••••• M••••••• L••• · Executive Vice President And Chief Operating Officercontrolsince 10/2024 · owns less than 5%
- V••••• R••••••• M••••• · Board Member, Executive Vice President, Chief Financial Officercontrolsince 10/2024 · owns less than 5%
- W•••• D••••• C••••••• · Board Member, Managing Directorcontrolsince 10/2024 · owns less than 5%
- X•••••• G••••• · Global Chief Compliance Officercontrolsince 10/2024 · owns less than 5%
Entity owners
- T•• A•••• M••••••••• C•••••• L•• · Memberdirect · owns 75% or more
- C•••••• A••••••••• C•••• · Shareholderindirect · owns 75% or more of T•• T•• G••••• I•••
- C•••••• G•• L••••• · General Partnerindirect · owns F of C•••••• H••••••• L•••
- C•••••• H••••••• L••• · Shareholderindirect · owns 75% or more of C•••••• I••••••••• C••••
- C•••••• I••••••••• C•••• · Shareholderindirect · owns 75% or more of C•••••• A••••••••• C••••
- N••••• L••• A•••••••• I••• · Shareholderindirect · owns 25% to 50% of C•••••• H••••••• L•••
- N••••• L••• I•••••••• C•••••• · Shareholderindirect · owns 75% or more of N••••• L••• A•••••••• I•••
- T•• T•• G••••• I••• · Shareholderindirect · owns 75% or more of T•• A•••• M••••••••• C•••••• L••
Related persons
Schedule D 7.A
- B• I• A•••••••• L•pooled vehicle sponsorn
- B• V• A•••••••• L••pooled vehicle sponsorn
- B• V• A•••••••• L••pooled vehicle sponsorn
- B••••••• I••••••••• A•••••••• L••pooled vehicle sponsorn
- B••••••• S••••• P•••••••• L•••investment adviserinvestment companypooled vehicle sponsorn
- M••••••••• W••• A•••• M••••••••• L••investment adviserbanknRAUM $79B
- N• R••• P•••••••pooled vehicle sponsorn
- P••• B••••• T•• I••••••••• M•••••••••investment adviserpooled vehicle sponsorn
- S•••••••• G• L••pooled vehicle sponsorn
- S•••••••• M••••••••• L••investment advisernRAUM $355M
- T•• A••• L••••••broker-dealern
- T•• A•••• B••••• F•••••• M••••••••• C•••••• L••investment advisernRAUM $425M
- T•• A•••• M••••••••• ••••• L••••••investment advisern
- T•• A•••• M••••••••• C•••••• I••••••••• L••••••investment adviserpooled vehicle sponsorn
- T•• A•••• M••••••••• C•••••• L••investment adviserbankpooled vehicle sponsoryRAUM $81B
- T•• A•••••••• P•• L••investment advisern
- T•• D•••• G• L••pooled vehicle sponsorn
- T•• E••••• L••••••investment advisern
- T•• F•••• D••••••••• L••broker-dealern
- T•• I••••••••• M••••••••• C•••••• L••investment adviserbankpooled vehicle sponsornRAUM $39B
- T•• I•••• S•• S•••••investment advisern
- T•• J••••• L•••investment advisern
- T•• L••• G• L••pooled vehicle sponsorn
- T•• M••••• N•••••• G•• L••pooled vehicle sponsorn
- T•• M•• I•• G•• L••pooled vehicle sponsorn
- T•• P•••••• F•••• M••••••••• L••pooled vehicle sponsorn
- T•• R••••• F•••••••• G• L••pooled vehicle sponsorn
- T•• R••••• F•••••••• I• G• L••pooled vehicle sponsorn
- T•• S•••••••• A•••• M••••••••• P••• L•••investment advisern
Offices
Schedule D 1.F, the 25 largest
- New York, NY13 employees
- Boston, MA6 employees
- Chicago, IL1 employees
- , 1 employees
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- office count surgeChange between filings · filing Mar 27, 2026offices other than the principal office (Item 1.F.5) moved from 3.0 to 5.0 (+67.0%) between the annual amendments of 2025-03-28 and 2026-03-27; the peer median change was 0.0% (139 comparable advisers, 99.0th percentile of changes)peers: asset managers, $1B to $5B (139) · 99% percentile
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $770,931,432 to $2,698,413,884 (+250.0%) between the annual amendments of 2025-03-28 and 2026-03-27; the peer median change was +11.0% (1368 comparable advisers, 98.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 2 to 5Aug 4, 2025 to Mar 27, 2026
- BD registered reps · 66 to 68Aug 4, 2025 to Mar 27, 2026
- Pooled vehicle clients · 2 to 4Aug 4, 2025 to Mar 27, 2026
- Employees · 353 to 344Aug 4, 2025 to Mar 27, 2026
- Insurance-licensed employees · 18 to 20Aug 4, 2025 to Mar 27, 2026
- State-registered IARs · 18 to 20Aug 4, 2025 to Mar 27, 2026
- Other offices · 3 to 5Aug 4, 2025 to Mar 27, 2026
- Discretionary RAUM · $771M to $2.7BAug 4, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $771M to $2.0BAug 4, 2025 to Mar 27, 2026
- RAUM · $771M to $2.7BAug 4, 2025 to Mar 27, 2026
- Accounts · 0 to 2Jan 23, 2025 to Mar 28, 2025
- Advisory employees · 28 to 38Jan 23, 2025 to Mar 28, 2025
- BD registered reps · 64 to 66Jan 23, 2025 to Mar 28, 2025
- Pooled vehicle clients · unset to 2.0Jan 23, 2025 to Mar 28, 2025
- Employees · 336 to 353Jan 23, 2025 to Mar 28, 2025
- Insurance-licensed employees · 16 to 18Jan 23, 2025 to Mar 28, 2025
- Financial planning clients · unset to Jan 23, 2025 to Mar 28, 2025
- State-registered IARs · 16 to 18Jan 23, 2025 to Mar 28, 2025
- Other offices · 5 to 3Jan 23, 2025 to Mar 28, 2025
- Discretionary RAUM · $0 to $771MJan 23, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · unset to 770931432.0Jan 23, 2025 to Mar 28, 2025
- RAUM · $0 to $771MJan 23, 2025 to Mar 28, 2025
- Accounts · unset to 0.0Nov 8, 2024 to Jan 23, 2025
- Discretionary RAUM · unset to 0.0Nov 8, 2024 to Jan 23, 2025
- Non-discretionary RAUM · unset to 0.0Nov 8, 2024 to Jan 23, 2025
- RAUM · unset to 0.0Nov 8, 2024 to Jan 23, 2025
Signals
2 dated events
- T•• P• M••••••••• C•••••• L•• reported RAUM $2.7B, up 250% from $770.9M (2025-08-04 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- T•• P• M••••••••• C•••••• L•• filed its initial SEC registration (Form ADV)Oct 25, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T•• P• M••••••••• C•••••• L•• · Independent Sponsorsshared crd · capital_provider
- T•• P• M••••••••• C•••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/thetcwgroupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- t••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 213-244-0000reportedpublic record, Form ADV, May 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026